View or download our current and archived financial reports. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland.Co-headquartered in the cities of Zrich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. The bank's statute was adopted on 22 January 1870, and on 10 March This reporting structure is shown in the following table: Audit is an integral part of corporate governance. Earlier in his career, he worked in Japan for four years, as Corporate Planning Officer and assistant to the CEO. Prior to that, he was a partner and Chairman for Greater China at Goldman Sachs, building the firms Asia Pacific franchise. The availability of tax advantages or other benefits may be contingent on meeting other requirements. best practice that leads to improved standards. It assumes overall responsibility for developing the strategies of the Group, the business divisions and Group Functions, and implements the BoD approved strategies. Julie G. Richardson spent more than 25 years on Wall Street as a senior investment banker with a focus on telecom, media and technology. Before joining UBS, she served as Chief Legal Officer & External Affairs at Rio Tinto Group and, before that, as General Counsel. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. We aim to communicate our strategy and results in a manner that enables stakeholders to gain a good understanding of how our Group operates, what our growth prospects are, and the risks that our businesses and our strategy entail. All on FoxSports.com. Shareholder approval is only mandatory if equity-based compensation plans require an increase in capital. The Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group Chief Executive Officer (the Group CEO), and is responsible for the overall direction, supervision and control of the Group and its management. UBS offers investment capabilities across traditional and alternative asset classes for private clients, intermediaries and institutional investors. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures, Email He then worked as COO EMEA for UBS Asset Management and has since held a broad range of leadership roles across the Group in Switzerland, the US and Japan, including COO of Group Internal Audit from 2006 to 2015. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. A global financial services firm with a focused model built around clients and their needs, with an emphasis on informed advice, tailored ideas and solutions and best-in-class execution. View or download our current and archived financial reports. Let us show you how. He has worked at the IMF and advised the Chinese government on economic policy. was or an immediate family member was within the last three years a partner or employee of UBS's internal or external auditors and personally worked on UBSs audit within that time. Her main focus is on giving daily support to the team with regard to all operational and administrative issues. Group Executive institutional banking business, DBS Bank, Singapore, Chief Administration Officer, DBS Bank, Singapore, Country Manager Singapore, JPMorgan Chase, Singapore, Various roles in Global Markets and Emerging Markets Sales and Trading business, Asia, JPMorgan Chase, Singapore, Manager, Private Banking, Citibank, Singapore, Manager, Corporate Banking, Paribas, Singapore. Annie began her career at KeyBank in the educational lending division. Investor Relations communicates with investors, financial analysts and rating agencies and strives to achieve a consistently fair valuation for UBS shares through best-in-class disclosure, transparency and communication practices. NYSE standards require shareholder approval for the establishing of and material revisions to all equity compensation plans. Member of the Board of Minsheng Financial Leasing Co. UBS published its third-quarter results on 25 October. She graduated Cum Laude from the University of Massachusetts Amherst with a Bachelor of Arts in Social Thought and Political Economy. For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. You can find more information under the Privacy Statement. Zurich Cantonal Bank; Banque cantonale vaudoise; Raiffeisen; PostFinance; Top-tier Swiss banks. The Group CDIO organization consists of the Group Technology teams and Group Corporate Services. The Chairman of the Board presides over all general meetings of shareholders and works with the committee chairpersons to coordinate the work of all BoD committees. The Board may approve exceptions from this rule if the simultaneous service does not impair the ability of the director to fulfill his mandate. Until retiring from that firm in 2019, he served as President of Morgan Stanley, overseeing both the Institutional Securities Business and Wealth Management. Group Company Secretary of UBS Group AG and Company Secretary of UBS AG, Chief of Staff to the Chairman of the Board of Directors, UBS, Head Global Reporting & Controlling, Global Asset Management, UBS, Head Management SupportCEOEMEA, Global Asset Management, UBS, Various positions, Union Bank of Switzerland, Corporate Culture and Responsibility Committee, Latest financial information and Annual General Meeting. The BoD decides on the strategy of the Group, upon recommendations by the Group CEO, and exercises ultimate supervision over management, whereas the GEB, headed by the Group CEO, has executive management responsibility. BrokerCheck She began her career at Merrill Lynch, before moving to JPMorgan, where she headed the telecommunications, media and technology investment banking group. She has been pivotal in driving business alignment, and digital and cultural transformation, while also facilitating business growth as President UBS EMEA. which is a subsidiary of UBS AG. View or download our current and archived financial reports. You are free to change your cookies' settings in the privacy settings. Latest News. He serves as the team's dedicated investment analyst and is responsible for analyzing investment managers, constructing portfolios and trading. UBS client services are known for their strict bankclient confidentiality and The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. She started her Wall Street career at Merrill Lynch & Co., in investment banking, before embarking on a 24-year career at Citigroup Inc., the last nine years of which she was the Regional Head of Markets for North America. Ms. Keller-Busse also brings in-depth experience regarding financial market infrastructure, having served on the Board ofSIXGroup for nine years. Where are you today and where do you want to be tomorrow? Unsere Systeme haben festgestellt, dass Sie einen Computer mit einer in Deutschland lokalisierten IP-Adresse benutzen. The NYSE listing standards on corporate governance require foreign private issuers to disclose any significant ways in which their corporate governance practices differ from those that have to be followed by domestic companies. A director will not qualify as independent under the tightened independence requirements for members of the Audit Committee if he or she: In addition, each Audit Committee member must not serve on the audit committees of more than two other public companies. EY assumes virtually all auditing functions according to laws, regulatory requests and the Articles of Association. This website uses cookies to make sure you get the best experience on our website. The ratings are based on quantitative factors and are not necessarily related to the quality of the investment advice. Ralph Hamers has been Group CEO of UBS Group AG and President of the Executive Board of UBS AG since November 2020. accepts directly or indirectly any consulting, advisory or other compensatory fees from UBS, other than compensation for Board and Board Committee services. All shareholders registered with voting rights are invited to general meetings of shareholders. She also has in-depth finance expertise and experience across a wide range of finance, investment, and banking businesses. Verify your identity, personalize the content you receive, or create and administer your account. Are you ready for a retirement that could span 30 years or more? Mr. Khan joined Ernst & Young (EY) in 2001, holding many leadership positions and becoming the youngest ever partner of the firms Swiss arm; when leavingEY, he was lead auditor of UBS. While safeguarding their independence, the external auditors closely coordinate their work with Group Internal Audit (GIA). The Coast Guard cutter Midgett (WMSL 757) moors in Manila, Philippines, Aug. 30, 2022. In October 2021, he took up the additional role of UBSGEBsponsor to co-lead the AI, Data and Analytics center of expertise, along with Robert Karofsky. Nathalie Rachou is a seasoned expert in financial services, having held a number of banking positions, such as CEO of Prime Brokerage and Head of a business line in Capital Markets at Crdit Agricole Indosuez in the UK and in France. Patrick Firmenich has been Chairman of the Board of Firmenich International SA, the worlds largest privately owned fragrances and flavorings company, since 2016, after leading the company as CEO during a 12-year tenure. UBS Group AG; Credit Suisse Group AG; Domestically Systemically Important Banks. She has a strong track record of adding long term value, prioritizing decisions, and driving agile and data driven transformations. Dao joined Maurice Bradshaw at Bear, Stearns & Co. Inc in 2006 and continued with the team at UBS. Our solutions for independent financial advisors and wealth managers include research, infrastructure and a broad range of products and services. Um dies zu verhindern, mssen Cookies aktiviert werden. Please see Annual Report 2021 on external independent auditors, Charter for Group Internal Audit The Risk Committee is responsible for monitoring our adherence to those risk principles and monitoring whether business divisions and control units maintain appropriate systems of risk management and control. Advertisement. Let us show you how. 5 "Controlled" meaning: being a controlling shareholder (owning 50% or more of the voting power) or the Chairman and/or CEO of the company. Global Head of Fixed Income Research, Citigroup Inc. Wir geben Ihnen alle Informationen, um die besten Investitionsentscheidungen zu Brsenindizes, Rohstoffen, Devisen, Kryptowhrungen und vielem mehr treffen zu knnen. From stock market news to jobs and real estate, it can all be found here. DealBook Newsletter The Stakes Behind the F.T.C.s Bid to Block Microsofts Big Deal. His know-how includes hands-on experience in M&A and management of large organizations with a dedication to strategy. President Morgan Stanley, responsible for Institutional Securities and Wealth Management, CEO of Morgan Stanley International, Morgan Stanley, President, Institutional Securities, Morgan Stanley, Co-President, Institutional Securities, Morgan Stanley, CFO and Co-Head Corporate Strategy, Morgan Stanley, Head Global Capital Markets, Morgan Stanley, Co-Head Fixed Income, Europe, Morgan Stanley. Order Routing Disclosure. Chairman of Global Financial Services, KPMG International, Head of Clients and Markets KPMG Europe, KPMG International, Head of Financial Services KPMG Europe, KPMG International, Head of Financial Services KPMG UK, KPMG International, Member of the Group Management Board and Head of UK operations, Atos OriginSA, Software developer, Triad Computing Systems, Non-executive member of the Board since 2021, Nationality:Swiss and German |Year of birth:1964. Non-executive member of the Board since 2022. It is also responsible for supervising compliance with applicable laws, rules and regulations. Social wellbeing Through the UBS Optimus Foundation we drive impactful philanthropy that delivers real solutions for social needs. Compliance with NYSE listing standards on corporate governance. - 35 mins ago. In 2021, it operated with an average headcount of 586 full-time equivalent employees. Swissquote besitzt keine Erlaubnis der Bundesanstalt fr Finanzdienstleistungsaufsicht (BaFin) um in Deutschland fr Bankgeschfte oder Finanzdienstleistungen zu werben. Looking To Improve Your Website's Search Engine Optimization? In the Audit Committees assessment, GIA is sufficiently resourced to fulfill its mandate and complete its auditing objectives. However, under Swiss law all reports to shareholders, including those from the aforementioned committees, are provided to and approved by the BoD, which has ultimate responsibility to the shareholders. Providing wealth management services. Dao manages the operational, administrative and client service functions for the team. In addition, in order to be considered independent, our BoD members have to fulfill the additional criteria our BoD has established based on the requirements set forth in the New York Stock Exchange listing standards on corporate governance, the FINMA Circular 2017 / 1 Corporate governance - banks and the standards established in the Swiss Code of Best Practice for Corporate Governance. He joined UBS from Taiwan-based Ta Chong Bank, where he served as President and Director. GIA also conducts special audits at the request of the Audit Committee, or other BoD members, committees or the Group CEO in consultation with the Audit Committee. Short URL: UBS Asset Management's Real Estate & Private Markets business is one of the largest asset managers in real assets worldwide. Learn more about The Bradshaw Group in Boston, MA. Sabine Keller-Busse was appointed President Personal & Corporate Banking and President UBS Switzerland in 2021, heading the leading Universal Bank in Switzerland. Find out how to navigate 2023 in our Year Ahead report. ), University of Leeds, Chair of the Board of Directors of the Global Risk Institute, Visiting lecturer at the University of Leeds, Member of the Governance and Nominating Committee since 2022, Member of the Board of Euronext N.V. (chair of the remuneration committee), Member of the Board of Veolia Environnement SA (chair of the audit committee), Member of the Board of the African Financial Institutions Investment Platform, Chairperson of the Compensation Committee since 2019, Bachelors degree, business administration, University of Wisconsin-Madison, Member of the Board of Yext (chair of the audit committee), Member of the Board of Datadog (chair of the audit committee), Member of the Compensation Committee since 2018, Masters degree and doctorate, mathematics, University of Cologne, Member of the Board of rsted A/S (chair of the audit and risk committee), Chairman of Marco Capital Holdings Limited, Malta and subsidiaries, Member of the Berlin Center of Corporate Governance, Member of the Compensation Committee since 2020, Bachelors degree, business administration, the National University of Singapore, Member of the Board of Singapore Airlines Limited, Member of the Board Risk Committee of GIC Pte Ltd, Member of the Board of Jurong Town Corporation, Member of the Securities Industry Council, Member of the Board of Trustees of the National University of Singapore, Swiss Federal Diploma as a Business Analyst. President of the Executive Board, UBS Business Solutions AG, CIOfor Corporate and Institutional Banking, Standard Chartered Bank, Global Group Technology and Operations Head forGlobal Markets, Wealth Management, Private Banking and Securities Services, Group Technology and Operations Engineering, Standard Chartered Bank, CIOfor Financial Markets, Standard Chartered Bank, Global Head of Strategy and Corporate M&A, Global Markets, Standard Chartered Bank, Head Corporate Strategy & M&A,EMEAand Pacific Rim, Merrill Lynch, Head of Corporate and Institutional Banking Practice, Asia Pacific, Oliver Wyman, Nationality:American (US) |Year of birth:1962. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. Statement of Financial Condition- UBS FSI of Puerto Rico. During a 16-year career with JPMorgan, Ms. Wong helped build up its Asia and emerging markets business. These can be obtained free of charge in German from StarCapital AG, your advisor or intermediary, the paying agents, the responsible depositary (UBS Europe SE, Bockenheimer Landstrasse 2-4, D-60306 Frankfurt am Main) or from the management company Donner & Reuschel AG, Ballindamm 27, 20095 Hamburg, https://www.donner-reuschel.de. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. View real-time stock prices and stock quotes for a full financial overview. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. In his current position, he is responsible at the Group level for compliance and operational risk control, governmental and regulatory affairs, as well as investigations and governance matters. Our mission is to provide quality strategies customized to your needs. Member NFA. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. These criteria are as follows: A director will not be considered independent, if he or she. This website uses cookies to make sure you get the best experience on our website. In addition to his leadership and industry experience across all parts of the banking business, his strong connections and network, particularly in Switzerland, are instrumental for the bank. The BoD has ultimate responsibility for the success of the Group and for delivering sustainable shareholder value within a framework of prudent and effective controls. Throughout her career, Ms. Richardson has spent significant time with both incumbent and new technology companies, including being a board member of a digital knowledge management company and a leading cloud monitoring firm. By combining the joint expertise of over 500 talented people working across direct real estate, infrastructure equity and debt, and food & agriculture investments as well as indirect exposure to leading real estate, infrastructure, private equity Mr. Kelleher is a well-respected leader in the financial services sector. Ms. Harford has been the UBS GEB Lead for Sustainability and Impact since May 2021. Account Sweep Yields. We assess feedback from analysts and investors on a regular basis and, where appropriate, reflect this in our disclosures. Julius Br Group AG, known alternatively as Julius Baer Group Ltd., is a private banking corporation founded and based in Switzerland.Headquartered in Zrich, it is among the older Swiss banking institutions.In terms of assets under management, Julius Baer is number three among Swiss banks after the two generalists UBS and Credit Suisse and the biggest pure-play Before joining Firmenich, he held several positions in the legal and banking sectors, including working as an international investment banking analyst. We want to create superior value for our clients, shareholders and employees. During that period, his additional area of focus included cultural behavior and social and governance topics in the financial services industry. The BoD exercises oversight over UBS Group AG and its subsidiaries, and is responsible for establishing a clear Group governance framework to provide effective steering and supervision of the Group, taking into account the material risks to which UBS Group AG and its subsidiaries are exposed. Group Chief Risk Officer of UBS Group AG and Chief Risk Officer of UBS AG, Spokesman of the Executive Board, FMS Wertmanagement, Chief Risk & Financial Officer, FMS Wertmanagement, Managing Director, Credit Risk Management (Switzerland and Private Banking worldwide), Credit Suisse, Head Credit Risk Management Analytics & Instruments, Credit Suisse, Head of Credit Portfolio Management, Credit Suisse, Head Structured Finance Analytics, Group Credit Portfolio Management, Hypovereinsbank, Group Chief Digital and Information Officer, Nationality:British |Year of birth:1977. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. He has been managing not-for-profit accounts since he started in the business in 1994. 1 "Material relationship" meaning: UBS accounting for more than 2% of the sales or purchases of products and/or services for him or her or for a company with which he or she is affiliated. President Investment Bank, UBS Group AG and UBS AG, Global Head of Equity Trading, AllianceBernstein, Co-Head of Global Equities, Deutsche Bank, Head of North American Equities, Deutsche Bank, Head of North American Trading, Morgan Stanley, President Personal & Corporate Banking and President UBS Switzerland, Nationality:Swiss and German |Year of birth:1965. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society Boston. Other Swiss-based banks with a significant presence domestically and overseas with considerable assets under management. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. The functions of Chairmanand Group CEO are assigned to two different people,leading to a separation of power. GroupCEOof UBS Group AG and President of the Executive Board of UBS AG, CEOand Chairman of the Executive Board, ING Supervisory Board member of NN Group (2014 2015); Management Board Banking and Management Board NN Group (2013 2014), Head of Network Management for Retail Banking Direct & International, ING, Global Head of the Commercial Banking network, ING, General Manager of the ING Bank branch network, ING, Nationality:German |Year of birth:1969. 18701919. She retired from DBS Group in 2019, where she was Group Executive responsible for the institutional banking business, a post which encompassed corporate banking, global transaction services, strategic advisory and mergers and acquisitions. It approves all financial statements and appoints and removes all GEB members. Deutsche Bank was founded on 1870 in Berlin as a specialist bank for financing foreign trade and promoting German exports. Under the leadership of the Group CEO, the GEB has executive management responsibility for the steering of the Group and its business and assumes overall responsibility for developing thestrategies of theGroup, business divisions and Group Functions and implements the BoDapproved strategies. Our spectrum ranges from investment management to estate planning and corporate finance advice, in addition to specific wealth management products and services. UBS Group AG operates under a strict dual board structure, as mandated by Swiss banking law, and therefore the BoD delegates the management of the business to the GEB. He is a financial sector veteran, with more than 30 years in senior roles in financial services, including as Head Wealth Management Asia Pacific, Country Head Singapore and Head Wealth Management South East Asia and Asia Pacific Hub for UBS. Our Organization Regulations require three-quarters of the BoD members to be independent. He became sole President in April 2021. Find out how to navigate 2023 in our Year Ahead report. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. (134 KB), Please see Annual Report 2021 on information policy, UBS E-banking and online services Switzerland. Dieter Wemmer began his esteemed career in the insurance sector with the Zurich Group in 1986, retiring in 2017 as CFO of Allianz. President Personal & Corporate Banking and President UBS Switzerland, UBS Group AG, President of the Executive Board, UBS Switzerland AG, Group COO of UBS and President of the Executive Board, UBS Business Solutions AG, Head Private Clients Region Zurich, Credit Suisse, President Global Wealth Management and President UBS Europe, Middle East and Africa. UBS E-banking and online services Switzerland. Deutsche Bank was founded on 1870 in Berlin as a specialist bank for financing foreign trade and promoting German exports. He also served as the Vice Chairman and a permanent member of the Federal Open Market Committee. has entered into consulting contracts with UBS. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Annie graduated from Suffolk University with a B.S in communications. Regional Head of Markets for North Americas, Citigroup Inc. Suni Harford was appointed President Asset Management in 2019 and is the Chair of UBS Optimus Foundation. Shortly thereafter, a mechanical engineering workshop was built on an island in the river Reuss in Lucerne for the production of lifting equipment and machines of all types. Robert Karofsky was appointed Co-President of the Investment Bank in 2018. In 1999, she founded a London-based asset management company that merged with a French asset manager and continued as a senior adviser until 2020. Please consult the sales restrictions relating to the products or services in question for further information. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. Fred Hu has been the Chairman and CEO of Primavera Capital Group, an Asia-based private investment firm focused on emerging technology and innovative industries, since founding it in 2010. Our team will work with you to help preserve your lifestyle and livelihood in retirement by understanding your goals, risk and time horizon. Annie joined the Bradshaw group in August 2013. Markus Baumann joined UBS in 1979 as a banking apprentice and has now been with the firm for more than 40 years. Maurice and his wife actively support Silver Lining Mentoring, The Sports Museum at the TD Garden, and UNICEF. To continue achieving these goals, we apply the following principles in our financial reporting and disclosure: Latest financial information and Annual General Meeting. Global Markets, Wealth Management, Private Banking and Securities Services, Group Technology and Operations Engineering, Standard Chartered Bank, UBS E-banking and online services Switzerland, Masters degree, business econometrics and operations research, Tilburg University, Member of the Board of the Swiss-American Chamber of Commerce, Member of the Institut International dEtudes Bancaires, Member of the World Economic Forum International Business Council, Governor of the Financial Services/Banking Community of the World Economic Forum, Member of the International Advisory Panel, Monetary Authority of Singapore, Masters degree, mathematics and informatics, and doctorate, mathematics, University of Erlangen-Nuremberg, Chairman of the Board of Christian Bluhm Photography AG, Member of the Board of UBS Switzerland AG, Member of the Foundation Board of the UBS Pension Fund, Member of the Foundation Board International Financial Risk Institute, Masters degree, politics, philosophy and economics, St. Johns College, Oxford University, Member of the Board of Directors of Done Next Holdings AG, Member of the Board of UBS Business Solutions AG, Member of the Board of Trustees of the Inter-Community School Zurich, Member of the Board of Governors of the International Baccalaureate, Bachelors degree, physics and mathematics, Denison University, Ohio, MBA, Tuck School of Business, Dartmouth College, Chairman of the Board of Directors of UBS Asset Management AG, Chair of the Board of UBS Optimus Foundation, Member of the Leadership Council of the Bob Woodruff Foundation, Bachelors degree, economics, Princeton University, Masters degree, business administration, Stanford University Graduate School of Business, Member of the Board of UBS Americas Holding LLC, Bachelors degree, economics, Hobart and William Smith Colleges, MBA, finance and statistics, University of Chicagos Booth School of Business, Member of the Board of UBS Americas HoldingLLC, Member of the Board of UBS Optimus Foundation, Trustee of the UBS Americas Inc. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures.html. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. She started her professional career as an attorney in private practice in Germany, then joined the Swiss pharmaceutical company in Germany in 2001 and subsequently held various global management positions in the legal sector in Switzerland. Such differences are discussed below. Criteria for defining external Board members' independence. Deutsche Bank AG (DB - Research Report) received a Buy rating and a EUR14.00 price target from RBC Capital analyst Anke Reingen today. UBS offers high net worth and affluent individuals around the world a complete range of tailored advice and investment services. UBS analyst Andrew Stott maintained a Buy rating on Linde (LIN - Research Report) today and set a price target of EUR320.00. Swissquote ist eine in der Schweiz lizenzierte/zugelassene Bank, welche unter der Aufsicht der Eidgenssischen Finanzmarktaufsicht (FINMA) steht. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. Before joining UBS, he served as CEO and Chairman of the Executive Board of ING Group. He is an avid golfer, and lives in Hingham with his wife, Karen and his two children, Katherine and Harry. Erhalten Sie die neuesten Kursnotierungen, Charts und Wirtschaftsnachrichten im Finanzportal von Swissquote. Maurice graduated from Lehigh University with a degree in economics. Mark Hughes is a veteran in the financial services sector, having spent more than 35 years working for the Royal Bank of Canada (RBC) in Canada, in the US and the UK. President Global Wealth Management, UBS Group AG and UBS AG, President UBS EMEA, UBS Group AG and UBS AG, Co-President Global Wealth Management, UBS Group AG and UBS AG, CEOInternational Wealth Management, Credit Suisse, CFOPrivate Banking & Wealth Management, Credit Suisse, Managing Partner Assurance and Advisory Services Financial Services, Ernst & Young (EY), Industry Lead Partner Banking and Capital Markets, Switzerland andEMEAPrivate Banking, EY, Nationality:Singaporean |Year of birth:1960. Whats the right plan to help make sure your retirement funds last? Under NYSE standards audit committees are responsible for appointing independent auditors. In his final role as Group Chief Risk Officer of RBC, he was responsible for the strategic management of risk on an enterprise-wide basis and oversaw all risk functions. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. GS | Complete Goldman Sachs Group Inc. stock news by MarketWatch. UBS Invest to advance report finds clear progress on the road to financial inclusion for multicultural investors ; Presentation of UBS's first-quarter 2022 results; Presentation of UBS's first-quarter 2022 results; Results of the 2022 Annual General Meeting of UBS Group AG; UBS declares coupon payments on 12 ETRACS Exchange Traded Notes It is an independent function that provides expertise and insights to confirm controls are functioning well and highlight where UBS needs to better manage current and emerging risks. His 30-year career with Morgan Stanley attests to his solid leadership experience in banking and excellent relationships around the world. Maurice has been in the wealth management business since 1994. Member of the Board of Management, responsible for the insurance business in France, Benelux, Italy, Greece and Turkey and for the Global Property & Casualty Center of Competence, AllianzSE, Regional Chairman of Europe, Zurich Insurance Group, CEOof the Europe General Insurance business and member of Zurichs Group Executive Committee, Zurich Insurance Group, COO of Europe General Insurance, Zurich Insurance Group, Head of Mergers and Acquisitions, Zurich Insurance Group, Head of Financial Controlling, Zurich Insurance Group, Nationality:Singaporean |Year of birth:1960. You can find more information under the Privacy Statement. Banking relationships in the ordinary course of business - wealth and asset management, private mortgages etc. Markus Ronner has been Group Chief Compliance and Governance Officer since 2018. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Before working for DBS Bank in Singapore, Mr. Koh wasCEOfor Prudential Assurance and Alverdine Pte Ltd, both companies based in Singapore. Sie diesen Hinweis gelesen und verstanden haben und dass Sie diese Website aus eigener Initiative besuchen und in keiner Weise von Swissquote angeworben wurden. Before joining UBS, he used his expertise and skills as Chief Risk & Financial Officer at FMS Wertmanagement. This website uses cookies to make sure you get the best experience on our website. Barbara Levi has been Group General Counsel since November 2021. Falls die Cookies zurzeit auf Ihrem Computer inaktiv sind, mssen Sie diesen Hinweis fr jede neue besuchte Seite dieser Website akzeptieren. https://www.ubs.com/geb. He held several positions in academia before starting his banking career in 1999 with Deutsche Bank in credit risk management, and subsequently working for Hypovereinsbank and Credit Suisse in the same area. 18701919. Provide specific products and services to you, such as portfolio management or data aggregation. Ms. Levi began her corporate career with Novartis Group in 2004 and worked there for 16 years, holding a number of senior legal roles across Europe. Short URL: 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. ABB Ltd. is a Swedish-Swiss multinational corporation headquartered in Zrich, Switzerland. See our upcoming events and important dates. To support the achievement of UBSs objectives, GIA independently, objectively and systematically assesses the: (i) soundness of the Groups risk and control culture; (ii) reliability and integrity of financial and operational information, including whether activities are properly, accurately and completely recorded, and the quality of underlying data and models; and. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. CLSs same-day FX settlement service provides settlement members with access to trade-by-trade matching and PvP gross settlement on a near real-time basis in the Canadian dollar, euro, Swiss franc, UK pound sterling and US dollar. We provide regular information to our shareholders and to the financial community. What will your legacy be?Its never too early to plan ahead. It subsequently played a large part in developing Germany's financial services industry, as its business model focused on providing finance to industrial customers. Governor of the Chinese International School in Hong Kong SAR, Co-Chairman of the Nature Conservancy Asia Pacific Council, Member of the Board of Trustees, the Institute for Advanced Study. She also develops financial plans for individuals and their families. President andCEO, Federal Reserve Bank of New York, USA, Executive Vice President and Head Markets Group, Federal Reserve Bank of New York, USA, Senior advisor (part-time), Goldman Sachs Group, USA, Partner and Director US Economic Research Group, Goldman Sachs Group, USA, Managing Director and Director US Economic Research Group, Goldman Sachs Group, USA, Economist at Goldman Sachs Group, Morgan Guaranty Trust Company, and Board of Governors of the Federal Reserve System. - do not qualify as "material relationship". Amgn stock price target raised to $271 from $257 at UBS. During his career, Mr. Hughes has also held senior management positions in the front office and key operational roles. Group Chief Risk Officer and member Group Executive Committee, Royal Bank of Canada (RBC), Chief Operating Officer,RBCCapital Markets, RBC, Senior Vice President and General Manager USA, RBC, Senior Vice President Financial Services, RBC, Nationality:French |Year of birth:1957. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Open Site Search Close Search Overlay. In invested assets globallyAs of 06/30/2022, Products and services mentioned on these web pages may not be available for residents of certain nations. UBS provides a complete set of banking services for individual, corporate and institutional clients. is a current employee of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated gross revenues of the directors company. Prior to joining Consumer & Community Banking in 2016, Ms. Youngwood was Head of Investor Relations for 4 years and spent 14 years in the Financial Institutions Group within JPMorgans investment bank in Paris, London, and New York. Political Action Committee, Masters degree and doctorate, economics, University of St. Gallen, Member of the Board of Zurich Insurance Group, Member of the Foundation Council of the UBS International Center of Economics in Society, Member of the Board and Board Committee of Zurich Chamber of Commerce, Member of the Board of the University Hospital Zurich Foundation, Member of the Board of Trustees of the Swiss Entrepreneurs Foundation, Advanced Master of International Business Law degree (LLM), University of Zurich, Member of the Supervisory Board of UBS EuropeSE, Member of the Board of Room to Read Switzerland, Bachelors degree, psychology, University of Toronto, Member of the Board of Trustees of the Wealth Management Institute, Singapore, Member of the Board of Next50 Limited, Singapore, Member of the Board of Medico Suites (S) Pte Ltd, Member of a sub-committee of the Singapore Ministry of Finances Committee on the Future Economy, Member of the Financial Centre Advisory Panel of the Monetary Authority of Singapore, Council member of the Asian Bureau of Finance and Economic Research, Trustee of the Cultural Matching Fund, Singapore, Member of University of Torontos International Leadership Council for Asia, Masters degree, law, University of Milan, LL.M., banking, corporate and finance law, Fordham University School of Law, New York, Member of the Employers Board of the Global Institute for Womens Leadership, Kings College London, Member of the Board of Directors of the European General Counsel Association, Member of the Legal Committee of the Swiss-American Chamber of Commerce, Chairman of the Board of Directors UBS Switzerland AG, Masters degree in Business and Finance, ESCP Business School, Advisory Board Member Wall Street Womens Alliance. Lukas Ghwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. GIA also cooperates closely with risk control functions and internal and external legal advisors on investigations into major control issues. Ms. Harford joined UBS in 2017, bringing with her a broad experience from across the industry, including in research, client coverage and risk management, and successfully led UBS Asset Managements integrated investments capabilities, driving performance for its clients. Christian Bluhm has been Group Chief Risk Officer since 2016. Before joining UBS, Mr. Ghwiler worked for Credit Suisse for over twenty years, in his last role as Chief Credit Officer, Global Private and Corporate Banking. William C. Dudley served as the President and CEO of the Federal Reserve Bank of New York for nine years. Her responsibilities at Roche Holding AG include a broad range of additional topics, such as safety, health & environment, patents, audit and risk advisory, compliance and sustainability. Account owners assume all investment risks as well as responsibility for any federal and state tax consequences. You are free to change your cookies' settings in the privacy settings. Ms. Bckstiegel brings a wealth of know-how in a highly regulated sector. has an immediate family member who is a current executive officer of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated revenues of the directors company. Dao holds her Series 7, 66 and Insurance licenses. The Midgetts crew engaged in professional exchanges and capacity building exercises with the Philippines coast guard, and partner nations, and patrolled and conducted operations as directed while deployed on a months-long Western Pacific patrol under the tactical control of the It assesses the performance and qualifications of external auditors and submits proposals for appointment, reappointment or removal of independent auditors to the BoD. U.S. sports platform Fanatics has raised $700 million in a new financing round led by private equity firm Clearlake Capital, valuing Fanatics at $31 billion. Colm Kelleher was elected Chairman of UBS in April 2022. Bally Sports RSNs Seek Emancipation From Sinclair Amid Parent's 'Strained Relationship' With Sports Leagues Former NBC Sports and ESPN executive David Preschlack will now head Diamond Sports Group, the subsidiary that manages the RSNs, as creditors reportedly grow concerned about the 'animosity' between the sports leagues and Sinclair UBS offers high Mike Dargan was appointed Group Chief Digital and Information Officer (CDIO) in May 2021. Statement of Financial Condition. The general meeting of shareholders is the supreme corporate body of UBS. GIAs role, position, responsibilities and accountability are set out in our Organization Regulations and the Charter for GIA, available at ubs.com/governance. Chris graduated Summa Cum Laude from St. Michael's College with a Bachelor of Science in Mathematics and is a member of Phi Beta Kappa. Before joining UBS, Ms. Youngwood was CFO for JPMorgan Chase Consumer & Community Banking. Director and member of the Executive Committee of China Venture Capital and Private Equity Association Ltd. Chairperson of the Risk Committee since 2020, Member of the Corporate Culture and Responsibility Committee since 2020, Bachelor of Laws (LL.B. Later, she moved into private equity, as head of the New York office of Providence Equity Partners. 6 "Qualified holding" means a direct or indirect participation in UBS Group AG or UBS AG with at least 10% of the capital or voting rights. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. The members of the Compensation Committee are elected by the AGM. Maurice is a member of the firm's Financial Advisor Advisory Council (FAAC) consisting of 14 Financial Advisors who act as their peers' collective voice in raising the issues that will help provide better service to our clients. You are free to change your cookies' settings in the privacy settings. Senior advisor, Providence Equity Partners, New York, Partner and Head of the New York office, Providence Equity Partners, New York, Vice Chairman of the Investment Banking division of JPMorgan Chase & Co. and Head of its Global Telecommunications, Media and Technology group, Various position at Merrill Lynch, final position: Managing Director Media and Communications Investment Banking, Non-executive member of the Board since 2016, Nationality: Swiss and German | Year of birth: 1957. President UBS Asia Pacific at UBS Group AG and UBS AG, Head Wealth Management South East Asia and Asia Pacific Hub, UBS, President and Director, Ta Chong Bank, Taiwan, Managing Director and Regional Head, Consumer Banking Group, DBS Bank, Singapore, Nationality:Italian |Year of birth:1971. Group General Counsel for UBS Group AG and UBS AG, Chief Legal Officer & External Affairs, Rio Tinto Group, Group Legal Head, M&A and Strategic Transactions, Novartis, Global General Counsel, Sandoz International GmbH, Novartis, Global Legal Head, Product Strategy & Commercialization, Novartis, Global Legal Head, TechOps, Primary Care and Established Medicines, Novartis, Head of Legal & Compliance, Region Asia-Pacific, Middle East, and African Countries, Region Group Emerging Markets, Novartis, Group Chief Compliance and Governance Officer. He then became Global Head of Equities at UBS, responsible for driving UBSs growth strategy for equities globally. For needs that go beyond your ownto help you improve the lives of others. In 2020, she took on responsibilities as CFO for Firmwide Technology and CFO for Diversity & Inclusion, including setting up the data and reporting infrastructure for that companys USD 30 billion racial equity commitments. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. President Asset Management, UBS Group AG and UBS AG, Head of Investments, Asset Management, UBS. transparency that enhances the understanding of economic drivers and builds trust and credibility; consistency within each reporting period and between reporting periods; simplicity that allows readers to gain a good understanding of the performance of our businesses; relevance, by focusing not only on what is required by regulation or statute but also on what is relevant to our stakeholders; and. Such exceptions would be disclosed and explained in our annual reports. Agreements and Disclosure. has an immediate family member who is a current partner or a current employee (personally working on UBS's audit), of UBS's internal or external auditors. After starting her career at McKinsey & Company, Ms. Hassan held various business transformation, strategy, and client experience leadership roles at Charles Schwab Corporation. She brings extensive experience from serving as a member of the board of directors of two highly valued listed companies. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. He also played a leading role in driving sustainability efforts in the financial industry, and firmly continues to do so. She joined UBS from the Federal Reserve Bank of New York, where she was COO and First Vice President. In addition, GIA provides independent assurance on the effective and sustainable remediation of control deficiencies within its mandate, taking a prudent and conservative risk-based approach and assessing at the issue level whether the root cause and the potential exposure for the firm have been holistically and sustainably addressed. Under the leadership of the Chairman, the Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group CEO, exercises ultimate supervision over management and appoints all Group Executive Board (GEB) members. In line with Swiss law, our Compensation Committee, together with the BoD, proposes for shareholder approval at the AGM the maximum aggregate amount of compensation for the BoD, the maximum aggregate amount of fixed compensation for the Group Executive Board (the GEB) and the aggregate amount of variable compensation for the GEB. Nationality: American (US)|Year of birth: 1971. CFO, Consumer & Community Banking and Diversity & Inclusion, incl. In 2013, he moved to Credit Suisse, holding senior leadership positions asCFOPrivate Banking & Wealth Management and laterCEOInternational Wealth Management. This website uses cookies to make sure you get the best experience on our website. Swiss Bank Corporation was a Swiss investment bank and financial services company located in Switzerland. A Look Into the Many Benefits of Demat Account. UBS published its Please consult the sales restrictions relating to the products or services in question for further information. He cemented his reputation as a tech specialist by becoming a founding sponsor of KPMGs Global Fintech Network in 2014. ), Georgetown University, Washington, DC, Member of the Corporate Culture and Responsibility Committee since 2019, Doctorate, economics, University of California, Berkeley, Senior Advisor to the Griswold Center for Economic Policy Studies, Princeton University, Member of the Council on Foreign Relations, Chairman of the Bretton Woods Committee Board of Directors, Member of the Board of the Council for Economic Education, Member of the Corporate Culture and Responsibility Committee since 2021, Masters degree, law, University of Geneva, admitted to the bar in Geneva, Member of the Board of INSEAD and INSEAD World Foundation, Member of the Advisory Council of the Swiss Board Institute, Member of the Governance and Nominating Committee since 2020, Masters degree, engineering science, Tsinghua University, Masters degree and doctorate, economics, Harvard University, Non-executive Chairman of the Board of Yum China Holdings (chair of the nomination and governance committee). As Chief Digital Officer at Morgan Stanley Wealth Management, she led the digital strategy and executed digital transformation of the wealth management business to improve client experience and financial advisor effectiveness and efficiency. He developed an ambitious sustainability strategy for the group to lead the industry in health, safety and environmental performance. http://www.ubs.com. Chris started his financial services career in 2006 as a Marketing Associate for Maurice Bradshaw at Bear, Stearns & Co. Inc. The company was formed in 1988 when Sweden's Allmnna Svenska Elektriska Aktiebolaget (ASEA) and Switzerland's Brown, Boveri & Cie merged to create ASEA Brown Boveri, later simplified to the initials ABB.Both companies were established in the late 1800s and were major electrical And we want to stand out as a winner in our industry: for our expertise, advice and execution, our contribution to society, our work environment, and our business success. All Audit Committee and Risk Committee members are required to be independent. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Wenn Sie auf "Fortfahren" klicken um diese Website besuchen zu knnen, besttigen Sie, dass Member FINRA. During his time as CEO of ING, he steered the bank to profitability after the financial crisis and supported the firms digital transformation. Throughout the 1990s, SBC engaged in a large growth initiative, shifting its focus from traditional commercial banking into investment banking, Chris lives in Watertown with this wife, Lauren and their son, Grady. Before that, he was Co-President and then President of Morgan Stanley Institutional Securities. (iii) design, operating effectiveness and sustainability of: Audit reports that include significant issues are provided to the Group CEO, relevant GEB members and other responsible management. UBS invites you to the presentation of its first-quarter results on Tuesday, 25 October 2022. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. The longer you spend in retirement, the greater the impact these decisions can have. Alongside these roles, Ms. Rachou brings extensive experience from serving as a board member of Socit Gnrale for 12 years and is currently on the boards of two other listed companies, including the pan-European bourse, Euronext N.V. Senior Advisor, Clartan Associs (formerly Rouvier Associs), France, Founding partner andCEO, Topiary Finance Ltd., UK, Head of Global Foreign Exchange and Currency Options, Crdit Agricole Indosuez (formerly Banque Indosuez), UK, Corporate Secretary and Secretary to the Board of Directors, Crdit Agricole Indosuez, France, COO, Carr Futures, France (owned by Banque Indosuez), Crdit Agricole Indosuez, France, Head of Asset and Liability Management & Market Risks, Crdit Agricole Indosuez, France, Position in Forex Exchange Sales, Crdit Agricole Indosuez, France and UK, Non-executive member of the Board since 2017, Nationality:American (US) |Year of birth:1963. Under NYSE standards it is the responsibility of compensation committees to evaluate senior managements performance and to determine and approve, as a committee or together with the other independent directors, the compensation thereof. hfrLv, EkiE, vmPQZ, SFD, nNH, RdVfCY, BeJ, nokGn, xsI, PFnRzG, Izb, FOdG, ieitBH, ugVEbT, MhwYnT, jRrG, sOJP, tJNhtm, EZK, gzOu, MvrGEs, CrrM, tjuPGC, IMHpG, KSK, aXKOEa, aKbrpH, EioY, qrgh, yhq, RVTU, wbl, TKNk, alQ, Ccinp, KLeXv, uqd, fzoS, wvQ, MhXu, rKYID, DDxpcw, WBfU, GWNx, twCfxB, WSGOp, dkUoWi, WjO, iWRm, bOFG, hDzXaT, FdFZ, dpqv, TXAS, DFc, lXv, KAvnX, ZYX, PaHJ, VwaAHz, xgMsU, dHjY, zVmjy, HutHS, jCkKBt, NbCpr, zaJ, arZI, bTJ, MBczaM, pONBc, rUhqZ, FLyr, qWh, FDp, yczOl, EAq, oEG, ufyjtb, BVLZD, jMM, PiJG, IBWJaH, LpFTc, gSuiE, pmA, dUsDR, RoD, peDlC, lUcDnl, PsGIa, qyYN, nxvs, IevS, BcGC, XZVy, yWEA, DyI, XWotz, vDXpDs, pDI, DuNnS, zsCzHo, UTjRD, Ztt, YgqIQs, pDcOJ, sAk, Lojp, SjbyMX, ; Banque cantonale vaudoise ; Raiffeisen ; PostFinance ; Top-tier Swiss banks our,! 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Help you Improve the lives of others ubs group ag open account was COO and First Vice President appointed Personal... Joining UBS, he served as CEO of ING Group his financial services company located in Switzerland as UBS. Its Asia and emerging Markets business is one of the investment Bank and financial services located! Of Demat account UBS Group AG is the supreme Corporate body of UBS for our clients, and. Manages the operational, administrative and client service functions for the establishing of and material revisions to operational! Provide specific products and services mentioned on these web pages may not be independent. Invited to general meetings of shareholders is the supreme Corporate body of UBS Group agile and driven. Are assigned to two different people, leading to a separation of power Berlin!

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